Westfield Consulting is a management consultancy firm, specialized in Increasing Your Business Performance. It is our mission to help our clients make the right decisions & improve their organizational performance. As a partner to our clients, we work as integrated members of the team and strive to provide valuable deliverables that meet their goals. Our clients range from large to small companies and organizations including some of the most recognizable brands. They come to Westfield seeking expert advice and personalized service on a variety of business process related problems and always leave satisfied. Our team is comprised of a well-respected group of talented, experienced and likable consultants that can help you achieve your business goals. With over 10 years of experience in Project Management, financial services and ICT marketing, Westfield brings the expertise you need from a consultancy outfit to help with your projects.
Job Title: Internal Auditor
INDUSTRY: CAPITAL MARKET
JOB DESCRIPTION
Assist in the investigation and resolution of customer complaints in respect fraud incidents, thefts, conflicts of interests, unethical practices, allegations of frauds and breaches in conformance with documented policies and procedures
Customer services and stakeholders management
Risk Assets & Fixed Assets Review.
Develop periodic reports on investigations and outcomes as may be required by the Head of department
Ensure that all complaints in respect of fraudulent activities / allegations of corruption/breaches reported through all reporting channels to the department are fully documented and investigated where necessary
Plan, perform, analyze and report on outcomes of investigations
Assist in recommending system and process improvements based on the outcome of various investigations conducted
Provide constant feedback to internal stakeholders (stakeholders engagement) through the Head of Department on reported incidences which require investigation
Conduct industry research on current processes or procedures
Monitoring and review (financial, administrative, staffing, policies, processes and procedures)
Maintaining a database of concluded investigation reports whose recommendations have been implemented.
Liaise with internal (Human Resources, Legal, Anti Money Laundering & Compliance, etc.) and external (Law enforcement agencies)
Participate in various enquiries as required.
Regular reviews of all operating procedures, controls and policies.
Risk Assets & Fixed Assets Review.
Monitor Financial Reporting compliance with relevant State and Federal laws
Develop and oversee control systems to prevent or deal with violations of legal guidelines and internal policies
Customer services, liaisons with External auditors, NSE officials and other regulatory bodies
Conduct routine investigation when necessary.
Maintaining a database of concluded investigation reports whose recommendations have been implemented.
Prepare weekly, monthly and quarterly activities reports for Management
