Risk & Compliance Officer

Specialist legal role providing product support from a legal perspective.
Drafts contracts, applications and quotes.
Advises and trains others regarding legislation & industry changes.
Researches applicable legal principles & applies them to the facts.
Provides legal advice.
Assesses environment, picks up on trends & patterns & makes recommendations to the business.
Supports compliance efforts via implementation of compliance risk management and monitoring plan.
Advises on Know Your Customer (KYC) requirements and customer due diligence
Ensures compliance with sanctions screening requirement in line with regulation . Facilitates resolution of compliance breaches.
Assists in mitigation of compliance risk.

Key Result Areas
Personal Effectiveness
Accountable for service delivery through own efforts.
Individually accountable for managing own time, tasks and output quality.
Makes increased contributions by broadening individual skills.
Collaborates effectively with others to achieve personal results.
Accepts and lives the company values.
Legal Advice
As a specialist, provides product support from a legal perspective
Drafts contracts, applications and quotes.
Advises & may also train others regarding legislation & industry changes.
Researches the applicable legal principles & applies them to the facts.
AML/CFT & Compliance:
Develops, embeds and continually enhances processes to ensure that all businesses are screened.
Advises Business Units on AML/CFT and KYC requirements.
Assists in the implementation of compliance risk management and monitoring plan.
Promptly investigates sanction matches and escalates breaches as necessary.
Ensures due diligence / conducts background search on corporate cli